{01: Who We Serve}
Who We Serve
Frontier serves a diverse range of financial firms, from newly formed startups to established enterprises. Our clients benefit from our deep regulatory knowledge, bilingual capabilities, and practical, business-minded approach.
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Client Categories
Registered Investment Advisers (RIAs)
From small independent advisors to large institutional managers, we provide full lifecycle compliance support including SEC registration, ongoing program management, and examination support.
FINRA Broker-Dealers
We help introducing firms, clearing firms, and dually-registered entities with membership applications, FINOP support, supervisory control testing, and regulatory response.
Private Funds
Hedge funds, private equity funds, and fund of funds. Our white glove administration includes books and records, NAV reviews, investor due diligence support, and K-1 preparation.
Commodity Trading Advisors (CTAs) & Introducing Brokers (IBs
NFA compliance, AML program reviews, and annual testing.
Family Offices & Wealth Advisors
Customized compliance programs that scale with your complexity.
Managed Accounts & Portfolio Companies
Operational support, middle office trade support, and regulatory gap assessments.
{03: Client Testimonial}
Client Testimonial
“Frontier’s bilingual team was instrumental in helping our Latin American-based fund navigate SEC registration. Their hands-on exam support and practical WSP drafting saved us months of stress.” — Partner, Cross-Border Investment Fund
— Partner, Cross-Border Investment Fund
{04: Client Types}
Client Types
Hedge Fund
RIA
Broker-Dealer
Family Office
Private Equity
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