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Build Your Career at Frontier
At Frontier, we believe our people are our greatest asset. We foster a culture of collaboration, continuous learning, and professional growth, providing team members with the opportunity to work alongside experienced professionals and support clients across the financial services industry.
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Our Culture
Collaborative
We work as a team, supporting each other and our clients.
Curious
We constantly learn to stay ahead of regulatory changes.
Client-Focused
We take pride in helping our clients succeed.
Flexible
Remote-friendly, with a focus on outcomes, not hours.
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Career Opportunities
Senior Compliance Consultant (RIA/Broker-Dealer)
Support investment advisers and broker-dealers with compliance program development, regulatory examinations, annual reviews, regulatory filings, and ongoing compliance advisory services.
Requirements:
- 5+ years of SEC, FINRA, or investment adviser compliance experience
- Strong knowledge of the Investment Advisers Act and FINRA rules
- Experience conducting compliance reviews and regulatory examinations
- Bilingual (English/Spanish) preferred
Compliance Consultant
Provide compliance consulting services to investment advisers, broker-dealers, and other financial services firms.
Requirements:
- 3+ years of compliance, regulatory, legal, or audit experience
- Experience with compliance program administration and testing
- Strong organizational and project management skills
- Ability to manage multiple client engagements
- Bachelor’s degree or equivalent experience
- Bilingual (English/Spanish) preferred
AML & Financial Crime Analyst
Support AML reviews, customer due diligence processes, transaction monitoring reviews, sanctions compliance, and independent testing engagements.
Requirements:
- 2+ years of AML, KYC, compliance, audit, or risk management experience
- Knowledge of AML regulations, CIP, CDD, EDD, and OFAC requirements
- Strong analytical and investigative skills
- CAMS certification preferred
- Bilingual (English/Spanish) preferred
Financial & Operations Consultant (FINOP)
Support broker-dealer clients with financial reporting, net capital compliance, regulatory reporting, and operational reviews.
Requirements:
- Active Series 27 license preferred
- Experience with FOCUS filings and broker-dealer financial reporting
- Knowledge of SEC Rule 15c3-1 and Rule 15c3-3
- Strong financial analysis and accounting skills
- Experience working with introducing or clearing firms preferred
Marketing & Advertising Compliance Specialist
Review websites, advertising materials, social media content, and client communications for regulatory compliance.
Requirements:
- Experience with SEC Marketing Rule and FINRA communications requirements
- Strong editing and writing skills
- Knowledge of digital marketing and social media platforms
- Experience in financial services preferred
Compliance Operations Intern
Provide support for regulatory research, document management, compliance testing, and administrative projects.
Requirements:
- Pursuing or recently completed a degree in business, finance, accounting, economics, law, or a related field
- Strong organizational and analytical skills
- Proficiency in Microsoft Office
- Interest in regulatory compliance and financial services
- Bilingual (English/Spanish) preferred
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WHY WORK WITH FRONTIERS
- Work with investment advisers, broker-dealers, private funds, fintech firms, and other financial services organizations
- Develop expertise across regulatory, compliance, operational, and risk management disciplines
- Access to professional development resources and certification support
- A collaborative and entrepreneurial work environment
- Meaningful client engagement and hands-on experience
- The ability to contribute to the growth and success of a dynamic organization
- Contribute ideas and help shape the future of a growing firm
- Enjoy a supportive, team-oriented environment focused on client success
Send your resume and cover letter to careers@frontiercompliance.com
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